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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
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| TC PipeLines, LP (Name of Issuer) |
| Common Units (Title of Class of Securities) |
| 87233Q 10 8 (CUSIP Number) |
| Ronald J. Turner 110 Turnpike Road, Suite 203 Westborough, Massachusetts 01581 (508) 871-7046 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| July 31, 2004 (Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box G.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP No. | 87233Q 10 8 | Page 2 of 18 Pages | ||||||||
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TransCanada Corporation |
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| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) G | ||||||||
| (b) G | ||||||||||
| 3 | SEC USE ONLY | |||||||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) OO; (See Item 3) |
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| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | G | ||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
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| 7 | SOLE VOTING POWER 5,609,306 Common Units of TC PipeLines, LP |
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| NUMBER OF | ||||||||||
| SHARES | 8 | SHARED VOTING POWER | ||||||||
| BENEFICIALLY | -0- | |||||||||
| OWNED BY | ||||||||||
| EACH | 9 | SOLE DISPOSITIVE POWER | ||||||||
| REPORTING | 5,609,306 Common Units of TC PipeLines, LP | |||||||||
| PERSON | ||||||||||
| WITH | ||||||||||
| 10 | SHARED DISPOSITIVE POWER -0- |
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| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,609,306 Common Units of TC PipeLines, LP |
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| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | G | ||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.1%* |
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| 14 | TYPE OF REPORTING PERSON HC, CO |
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* TransCan Northern Ltd., a wholly owned subsidiary of TransCanada PipeLines Limited, acquired 2,800,000 Common Units on May 28, 1999 in connection with TC PipeLines, LP's initial public offering, as disclosed in TC PipeLines, LP's initial public offering prospectus and subsequent periodic reports filed under the Securities Exchange Act of 1934. On August 1, 2002, due to the early conversion of 936,435 Subordinated Units held by TC PipeLines GP, Inc., the general partner of TC PipeLines, LP, the ownership of the Reporting Persons increased to an aggregate 3,736,435 Common Units. On August 1, 2003, due to the early conversion of an additional 936,435 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 4,672,870 Common Units. On July 31, 2004, due to the conversion of the last tranche of 936,436 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 5,609,306.
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| CUSIP No. | 87233Q 10 8 | Page 3 of 18 Pages | ||||||||
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TransCanada PipeLines Limited |
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| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) G | ||||||||
| (b) G | ||||||||||
| 3 | SEC USE ONLY | |||||||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) OO; (See Item 3) |
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| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | G | ||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
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| 7 | SOLE VOTING POWER -0- |
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| NUMBER OF | ||||||||||
| SHARES | 8 | SHARED VOTING POWER | ||||||||
| BENEFICIALLY | 5,609,306 Common Units of TC PipeLines, LP | |||||||||
| OWNED BY | ||||||||||
| EACH | 9 | SOLE DISPOSITIVE POWER | ||||||||
| REPORTING | -0- | |||||||||
| PERSON | ||||||||||
| WITH | ||||||||||
| 10 | SHARED DISPOSITIVE POWER 5,609,306 Common Units of TC PipeLines, LP |
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| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,609,306 Common Units of TC PipeLines, LP |
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| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | G | ||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.1%* |
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| 14 | TYPE OF REPORTING PERSON HC, CO |
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* TransCan Northern Ltd., a wholly owned subsidiary of TransCanada PipeLines Limited, acquired 2,800,000 Common Units on May 28, 1999 in connection with TC PipeLines, LP's initial public offering, as disclosed in TC PipeLines, LP's initial public offering prospectus and subsequent periodic reports filed under the Securities Exchange Act of 1934. On August 1, 2002, due to the early conversion of 936,435 Subordinated Units held by TC PipeLines GP, Inc., the general partner of TC PipeLines, LP, the ownership of the Reporting Persons increased to an aggregate 3,736,435 Common Units. On August 1, 2003, due to the early conversion of an additional 936,435 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 4,672,870 Common Units. On July 31, 2004, due to the conversion of the last tranche of 936,436 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 5,609,306.
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| CUSIP No. | 87233Q 10 8 | Page 4 of 18 Pages | ||||||||
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TransCanada Northern Ltd. |
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| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) G | ||||||||
| (b) G | ||||||||||
| 3 | SEC USE ONLY | |||||||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) OO; (See Item 3) |
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| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | G | ||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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| 7 | SOLE VOTING POWER -0- |
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| NUMBER OF | ||||||||||
| SHARES | 8 | SHARED VOTING POWER | ||||||||
| BENEFICIALLY | 5,609,306 Common Units of TC PipeLines, LP | |||||||||
| OWNED BY | ||||||||||
| EACH | 9 | SOLE DISPOSITIVE POWER | ||||||||
| REPORTING | -0- | |||||||||
| PERSON | ||||||||||
| WITH | ||||||||||
| 10 | SHARED DISPOSITIVE POWER 5,609,306 Common Units of TC PipeLines, LP |
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| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,609,306 Common Units of TC PipeLines, LP |
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| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | G | ||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.1%* |
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| 14 | TYPE OF REPORTING PERSON HC, CO |
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* TransCan Northern Ltd., a wholly owned subsidiary of TransCanada PipeLines Limited, acquired 2,800,000 Common Units on May 28, 1999 in connection with TC PipeLines, LP's initial public offering, as disclosed in TC PipeLines, LP's initial public offering prospectus and subsequent periodic reports filed under the Securities Exchange Act of 1934. On August 1, 2002, due to the early conversion of 936,435 Subordinated Units held by TC PipeLines GP, Inc., the general partner of TC PipeLines, LP, the ownership of the Reporting Persons increased to an aggregate 3,736,435 Common Units. On August 1, 2003, due to the early conversion of an additional 936,435 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 4,672,870 Common Units. On July 31, 2004, due to the conversion of the last tranche of 936,436 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 5,609,306.
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| CUSIP No. | 87233Q 10 8 | Page 5 of 18 Pages | ||||||||
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TC PipeLines GP, Inc. |
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| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) G | ||||||||
| (b) G | ||||||||||
| 3 | SEC USE ONLY | |||||||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) OO; (See Item 3) |
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| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | G | ||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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| 7 | SOLE VOTING POWER -0- |
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| NUMBER OF | ||||||||||
| SHARES | 8 | SHARED VOTING POWER | ||||||||
| BENEFICIALLY | 2,809,306 Common Units of TC PipeLines, LP | |||||||||
| OWNED BY | ||||||||||
| EACH | 9 | SOLE DISPOSITIVE POWER | ||||||||
| REPORTING | -0- | |||||||||
| PERSON | ||||||||||
| WITH | ||||||||||
| 10 | SHARED DISPOSITIVE POWER 2,809,306 Common Units of TC PipeLines, LP |
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| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,609,306 Common Units of TC PipeLines, LP |
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| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | G | ||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.1%* |
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| 14 | TYPE OF REPORTING PERSON HC, CO |
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* TransCan Northern Ltd., a wholly owned subsidiary of TransCanada PipeLines Limited, acquired 2,800,000 Common Units on May 28, 1999 in connection with TC PipeLines, LP's initial public offering, as disclosed in TC PipeLines, LP's initial public offering prospectus and subsequent periodic reports filed under the Securities Exchange Act of 1934. On August 1, 2002, due to the early conversion of 936,435 Subordinated Units held by TC PipeLines GP, Inc., the general partner of TC PipeLines, LP, the ownership of the Reporting Persons increased to an aggregate 3,736,435 Common Units. On August 1, 2003, due to the early conversion of an additional 936,435 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 4,672,870 Common Units. On July 31, 2004, due to the conversion of the last tranche of 936,436 Subordinated Units held by TC PipeLines, LP, the ownership of the Reporting Persons increased to 5,609,306.
Page 7 of 18 Pages
Item 1. Security and Issuer
This Amendment No. 2 (the "Amendment") to Schedule 13D/A is being filed by TransCanada Corporation, a Canadian public company, TransCanada PipeLines Limited, a Canadian company, TransCan Northern Ltd., a Delaware corporation and TC PipeLines GP, Inc., a Delaware corporation to amend the Schedule 13D/A that was filed on August 14, 2003. Effective May 15, 2003, TransCanada PipeLines Limited became a wholly owned subsidiary of TransCanada Corporation pursuant to a statutory reorganization. As a result, prior to May 15, 2003, the term "Reporting Persons" refers to TransCanada PipeLines Limited, TransCan Northern Ltd. and TC PipeLines GP, Inc. and beginning May 15, 2003 also includes TransCanada Corporation. This statement relates to the common units representing limited partner interests (the "Common Units") of TC PipeLines, LP, a Delaware limited partnership (the "Partnership"), which has its principal executive offices at 110 Turnpike Road, Suite 203, Westborough, Massachusetts 01581.
Item 2. Identity and Background
The name, state or other place of organization and the address of its principal office for the Reporting Persons are set forth on Schedule I.
The information regarding the principal business of the Reporting Persons is as follows:
TransCanada Corporation is the owner of TransCanada PipeLines Limited and is a holding company. The executive officers and directors of TransCanada Corporation are listed on Appendix A hereto.
(a) - - (c) The information required to be filed in response to paragraphs (a), (b) and (c) of Item 2 with respect to the persons listed on Appendices A, B, C and D hereto is set forth therein.
(d) During the last five years, none of the Reporting Persons nor, to the knowledge of the Reporting Persons, any of the persons listed on Appendices A, B, C and D hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) Except as set forth on Appendices A, B and D hereto, during the last five years, none of the Reporting Persons nor, to the knowledge of the Reporting Persons, any of the persons listed on Appendices A, B, C and D hereto, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which any of such persons was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f) The information required to be filed in response to paragraph (f) of Item 2 with respect to the persons listed on Appendices A, B, C and D hereto is set forth therein.
Item 3. Source and Amount of Funds or Other Consideration
The conversion of 936,436 subordinated units representing limited partner interests in TC PipeLines, LP ("Subordinated Units") held by TC PipeLines GP, Inc. into 936,436 Common Units occurred automatically for no additional consideration pursuant to and in accordance with the terms of the Partnership's Amended and Restated Agreement of Limited Partnership upon satisfaction of certain financial tests.
Page 8 of 18 Pages
Item 4. Purpose of Transaction
The Reporting Persons acquired the Common Units reported herein solely for the purpose of investment. The Reporting Persons may make additional purchases of Common Units either in the open market or in private transactions depending on the Partnership's business, prospects and financial condition, the market for the Common Units, general economic conditions, money and stock market conditions and other future developments.
Item 5. Interest in Securities of the Company
(a) There were 14,300,000 Common Units outstanding as of May 28, 1999, of which 2,800,000 or 19.6% of the amount outstanding, were held by TransCan Northern Ltd. On August 1, 2002, the Reporting Persons' beneficial ownership interest increased due to the conversion on a one-for-one basis of one-third (or 936,435) of the 2,809,306 Subordinated Units held by TC PipeLines GP, Inc., the general partner of the Partnership. On August 1, 2003, the Reporting Persons' beneficial ownership increased due to the conversion of an additional 936,435 Subordinated Units into Common Units and on July 31, 2004 the last tranche of 936,436 Subordinated Units was converted into Common Units. The Subordinated Units were converted into Common Units because specified financial tests contained in the Partnership's Amended and Restated Agreement of Limited Partnership, which are related to generating cash from operations and distributing at least $0.45 per unit on all Common Units and Subordinated Units, were satisfied for each of the three consecutive four-quarter periods ending on June 30, 2014. As a result, as of July 31, 2004, TransCanada Corporation is deemed to beneficially own 5,609,306 Common Units, which constitute 32.1% of the 17,500,000 issued and outstanding Common Units as of such date, 2,800,000 of such Common Units are held through TransCan Northern Ltd. and the remaining 2,809,306 Common Units are held through TC PipeLines GP, Inc. The directors and executive officers of each of the Reporting Persons disclaim any beneficial ownership of the Common Units owned by either TransCan Northern Ltd. or TC PipeLines GP, Inc.
(b) The number of Common Units as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or direct the disposition for the Reporting Persons is set forth on the cover pages of this Statement on Schedule 13D/A, and such information is incorporated herein by reference. Neither the directors nor the executive officers of each of the Reporting Persons individually have the power to vote or direct the vote of, or dispose or direct the disposition of, Common Units deemed beneficially owned by the Reporting Persons, or to dispose of or direct the disposition of, or receive or direct the receipt of, distributions with respect to such Common Units. TransCanada Corporation, by virtue of its ownership of TransCanada PipeLines Limited and TransCan Northern Ltd., the sole stockholder of TC PipeLines GP, Inc., has the sole power to elect the board of directors of TC PipeLines GP, Inc., however, all decisions regarding Common Units owned by TC PipeLines GP, Inc. are within the exclusive authority of the board of directors of TC PipeLines GP, Inc.
(c) On July 31, 2004, 936,436 of the Subordinated Units held by TC PipeLines, GP, Inc. converted on a one-for-one basis into 936,436 Common Units. There have been no other reportable transactions with respect to the Common Units within 60 days of the date hereof by the Reporting Persons.
(d) The Reporting Persons have the right to receive distributions from, and the proceeds from the sale of, the respective Common Units reported by such persons on the cover pages of this Statement on Schedule 13D/A.
(e) Not applicable.
Page 9 of 18 Pages
Item 7. Material to be filed as Exhibits
Exhibit A: Joint Filing Agreement, dated August 13, 2003, hereby incorporated by reference from Amendment No. 1 to Schedule 13-D dated August 1, 2003.
Page 10 of 18 Pages
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Date: August 3, 2004 |
TransCanada Corporation |
/s/ RUSSELL K. GIRLING Name: Russell K. Girling Title: Executive Vice-President, Corporate Development and Chief Financial Officer |
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/s/ RHONDDA E. S. GRANT Name: Rhondda E. S. Grant Title: Vice-President and Corporate Secretary |
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TransCanada PipeLines Limited |
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/s/ RUSSELL K. GIRLING Name: Russell K. Girling Title: Executive Vice-President, Corporate Development and Chief Financial Officer |
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/s/ RHONDDA E. S. GRANT Name: Rhondda E. S. Grant Title: Vice-President and Corporate Secretary |
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TransCan Northern Ltd. |
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/s/ RONALD L. COOK Name: Ronald L. Cook Title: Vice-President, Taxation |
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/s/ RHONDDA E. S. GRANT Name: Rhondda E. S. Grant Title: Secretary |
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TC PipeLines GP, Inc. |
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/s/ RUSSELL K. GIRLING Name: Russell K. Girling Title: Chief Financial Officer |
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/s/ AMY LEONG Name: Amy Leong Title: Controller |
Page 11 of 18 Pages
| Name |
State of Incorporation or Formation |
Business Address |
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|---|---|---|---|---|
| TransCanada Corporation | Canada | TransCanada Tower 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 Phone: (403) 920-2000 |
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TransCanada PipeLines Limited |
Canada |
TransCanada Tower 450 - 1st Street SW Calgary, Alberta, Canada T2P 5H1 Phone: (403) 920-2000 |
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TransCan Northern Ltd. |
Delaware |
TransCanada Tower 450 1st Street SW Calgary, Alberta, Canada T2P 5H1 Phone: (403) 920-2000 |
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TC PipeLines GP, Inc. |
Delaware |
110 Turnpike Road Suite 203 Westborough, Massachusetts 01581 Phone: (508) 871-7046 |
Page 12 of 18 Pages
Executive Officers and Directors of TransCanada Corporation and TransCanada PipeLines Limited
| Harold N. Kvisle | President, Chief Executive Officer and Director | |
Ronald J. Turner |
Executive Vice-President, Gas Transmission |
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Albrecht W.A. Bellstedt, Q.C.1 |
Executive Vice-President, Law and General Counsel |
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Russell K. Girling |
Executive Vice-President, Corporate Development and Chief Financial Officer |
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Donald M. Wishart |
Executive Vice-President, Operations and Engineering |
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Sarah E. Raiss |
Executive Vice-President, Corporate Services |
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Dennis McConaghy |
Executive Vice-President, Gas Development |
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Alexander J. Pourbaix |
Executive Vice-President, Power |
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Richard F. Haskayne, O.C., F.C.A. |
Chairman and Director |
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Douglas D. Baldwin, P. Eng. |
Director |
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S. Barry Jackson |
Director |
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David P. O'Brien |
Director |
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James R. Paul |
Director |
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Wendy K. Dobson |
Director |
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Harry G. Schaefer, F.C.A. |
Vice Chairman and Director |
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W. Thomas Stephens |
Director |
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Kerry L. Hawkins |
Director |
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The Hon. Paul Gauthier, P.C., O.C., O.Q., Q.C. |
Director |
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Paul J. Joskow |
Director |
- 1
- Mr. Bellstedt, who served as a trustee of Atlas Cold Storage Income Trust until June 24, 2004, was subject to an Ontario Securities Commission cease trade order issued in respect of all insiders of Atlas Cold Storage Income Trust for the period of December 2003 to April 2004.
Page 13 of 18 Pages
Each of the persons listed below is a Canadian citizen other than James R. Paul, W. Thomas Stephens and Paul J. Joskow, who are United States citizens. The principal business address of each executive officer and director of TransCanada Corporation and TransCanada PipeLines Limited, and the present principal occupation or employment of each such person is as follows:
| Name |
Present Principal Occupation |
Principal Business Address |
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|---|---|---|---|---|
| Harold N. Kvisle | President, Chief Executive Officer and Director TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Ronald J. Turner |
Executive Vice-President, Gas Transmission TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Albrecht W.A. Bellstedt, Q.C. |
Executive Vice-President, Law and General Counsel TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Donald M. Wishart |
Executive Vice-President, Operations and Engineering TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Russell K. Girling |
Executive Vice-President, Corporate Development and Chief Financial Officer TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Sarah E. Raiss |
Executive Vice-President, Corporate Services TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Dennis McConaghy |
Executive Vice-President, Gas Development TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
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Alexander J. Pourbaix |
Executive Vice-President, Power TransCanada Corporation and TransCanada PipeLines Limited |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
Page 14 of 18 Pages
| Name |
Present Principal Occupation |
Principal Business Address |
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|---|---|---|---|---|
| Richard F. Haskayne, O.C., F.C.A. | Chairman TransCanada Corporation and TransCanada PipeLines Limited |
2030, 855-2 Street SW Calgary, Alberta, Canada, T2P 4J8 |
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Douglas D. Baldwin, P.Eng. |
Chairman Talisman Energy Inc. |
3400, 888-3 Street SW Calgary, Alberta, Canada T2P 5C5 |
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S. Barry Jackson |
Chairman Resolute Energy Inc. |
2700, 530-8 Avenue SW Calgary, Alberta, Canada T2P 3S8 |
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Wendy K. Dobson |
Professor Rotman School of Management and Director, Institute for International Business University of Toronto |
105 St. George Street Toronto, Ontario, Canada M55 3E6 |
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The Hon. Paule Gauthier, P.C., O.C., O.Q., Q.C. |
Senior Partner Desjardins Duchame Stein Monast |
1150 de Claire-Fontaine St. Suite 300 Quebec, Quebec, Canada G1R 5G4 |
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Kerry L. Hawkins |
President Cargill Limited |
300, 240 Graham Avenue Winnipeg, Manitoba, Canada R3C 4C5 |
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David P. O'Brien |
Chairman EnCana Corporation |
150-9 Avenue SW P.O. Box 2850 Calgary, Alberta, Canada T2P 2S5 |
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James R. Paul |
Chairman James and Associates |
2 Kings Creek Kingwood, Texas, U.S.A. 77339 |
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Harry G. Schaefer, F.C.A. |
President Schaefer & Associates Ltd. |
Suite H202, 500 Eau Claire Avenue SW Calgary, Alberta, Canada T2P 3R8 |
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W. Thomas Stephens |
Corporate Director |
3333 East Platte Avenue Greenwood Village, Colorado, U.S.A. 80121 |
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Paul J. Joskow |
Professor, Department of Economics Massachusetts Institute of Technology |
Room E52-271D 50 Memorial Drive Cambridge, Massachusetts, U.S.A. 02142 |
Page 15 of 18 Pages
The principal business and address of the corporations and organizations by which our non-employee directors are employed are as follows:
| Name of Corporation or Organization |
Principal Business |
Address |
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|---|---|---|---|---|
| Talisman Energy Inc. | Oil and gas | 3400, 888-3rd Street SW Calgary, Alberta, Canada T2P 5C5 |
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Resolute Energy |
Oil and gas |
2700, 530-8 Avenue SW Calgary, Alberta, Canada T2P 3S8 |
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University of Toronto |
Education |
Rotman School of Management University of Toronto 105 St. George Street Toronto, Ontario, Canada M55 3E6 |
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Desjardins Ducharme Stein Monast |
Law firm |
1150 de Claire-Fontaine St. Suite 300 Quebec, Quebec, Canada G1R 5G4 |
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Cargill Limited |
Grain handlers, merchants, transporters and processors of agricultural products. |
300, 240 Graham Avenue Winnipeg, Manitoba, Canada R3C 4C5 |
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EnCana Corporation |
Oil and gas |
150-9th Avenue SW P.O. Box 2850 Calgary, Alberta, Canada T2P 2S5 |
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James and Associates |
Private investment firm |
2 Kings Creek Kingwood, Texas, U.S.A. 77339 |
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Schaefer & Associates Ltd. |
Business advisory services |
Suite H202, 500 Eau Claire Avenue SW Calgary, Alberta, Canada T2P 3R8 |
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Massachusetts Institute of Technology |
Education |
Room E52-271D 50 Memorial Drive Cambridge, Massachusetts U.S/A. 02142 |
Page 16 of 18 Pages
Executive Officers and Directors of TransCan Northern Ltd.
Each of the persons listed below is a Canadian citizen and an employee of TransCanada PipeLines Limited, the parent of TransCan Northern Ltd. The principal business address of each executive officer and director of TransCan Northern Ltd. is 450-1 Street SW, Calgary, Alberta, Canada, T2P 5H1.
| Name |
Office |
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|---|---|---|
| Ronald J. Turner | President and Director | |
Max Feldman |
Vice-President and Director |
|
Ronald L. Cook |
Vice-President, Taxation |
|
Lee G. Hobbs |
Treasurer |
|
Rhondda E.S. Grant |
Secretary |
Page 17 of 18 Pages
Executive Officers and Directors of TC PipeLines GP, Inc.
Each of the persons listed below is a Canadian citizen and an employee of TransCanada PipeLines Limited, other than Robert A. Helman, Jack F. Jenkins-Stark and David L. Marshall, who are United States citizens. The principal business address of each executive officer and director of TC PipeLines, GP, Inc., of each such person is as follows:
| Name |
Office |
Principal Business Address |
||
|---|---|---|---|---|
| Ronald J. Turner | President, Chief Executive Officer and Director | 450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Russell K. Girling |
Chief Financial Officer and Director |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Max Feldman |
Vice-President |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Wendy L. Hanrahan |
Vice-President |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Donald R. Marchand |
Vice-President, Treasurer |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Ronald L. Cook |
Vice-President, Taxation |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Amy W. Leong |
Controller |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Maryse C. St.-Laurent |
Secretary |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Steven D. Becker |
Vice-President, Business Development |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Robert A. Helman |
Independent Director |
190 S. LaSalle St. Chicago, Illinois, U.S.A. 60603 |
||
Jack F. Jenkins-Stark |
Independent Director |
3003 Tasman Drive Santa Clara, California, U.S.A. 95054 |
||
David L. Marshall |
Independent Director |
997 Wander Way Incline Village, Nevada, U.S.A. 89451 |
Page 18 of 18 Pages
| Name |
Office |
Principal Business Address |
||
|---|---|---|---|---|
| Albrecht W.A. Bellstedt1 | Director | 450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
||
Kristine Delkus |
Director |
450-1 Street SW Calgary, Alberta, Canada T2P 5H1 |
- 1
- Mr. Bellstedt, who served as a trustee of Atlas Cold Storage Income Trust until June 24, 2004, was subject to an Ontario Securities Commission cease trade order issued in respect of all insiders of Atlas Cold Storage Income Trust for the period of December 2003 to April 2004.
SCHEDULE 13D/A
SCHEDULE 13D
SCHEDULE 13D
Signature
Schedule I
Appendix A and B
Appendix C
Appendix D